Douglas Martin Associates
Regulatory Compliance - Compliancetraining.uk.com Associates
Douglas Martin Associates
Formed in January 2003 providing a Compliance Consulting personal and professional service. The bespoke nature of the company will enable us to help you, meet the ever growing demands of Regulatory Compliance and yet still remain effective and profitable.
Martin Fawcett
Martin Fawcett is the Principal Associate. He is an enthusiastic and highly motivated individual who has built up over 23 years experience in all sectors of the financial services industry and Regulatory Compliance.
He has a have a proven ability to work alongside both management and staff in order to identify their needs on Regulatory Compliance, provide clear guidance and produce the required results. In respect of this, Compliance Consulting testimonials are available on request.
Martin has been involved with:
- Financial Services Authority (FSA) - Skilled Persons Report
- Major Life Companies
- National IFA Brokers
- Direct Sales Forces
- Appointed Representatives
- IFA and Mortgage Networks
- Mortgage Brokers & Protection Brokers
- General Insurance Brokers.
Martin possess the following Professional Qualifications:
- Certificate in Regulated Equity Release (CeRER)
- Certificate of Regulated General Insurance (CeRGI)
- Certificate in Mortgage Advice & Practice (CeMAP)
- AFPC Module (H15) Supervisory & Management
- Financial Planning Certificate
- Certificate in Training & Development
Martin is a member of the following professional bodies:
- Association of Professional Compliance Consultants - APCC
- Association of Mortgage Intermediaries - AMI
- Society of Mortgage Professionals - Cert CII (MP)
- The Personal Finance Society - Cert PFS
Douglas Martin Associates also has links with other like minded Compliance Consulting consultancies such as compliancetraining.uk.com which can offer additional services to the same high standards.
Contact Details
Douglas Martin Associates
Walnut Cottage
Kilnwick Percy
York
N Yorks
YO42 1UF
T: 01759 304 791
F: 01759 304 791
M: 07725 087222
E: info@dmassociates.net