Active Compliance Services Ltd
Compliancetraining.uk.com Associates - Regulatory Compliance
Active Compliance Services Ltd
Active Compliance Services Ltd was formed in 2000 to provide a bespoke service to local and National IFAs.
Active Compliance Services Ltd is able to provide a service as required by clients, we provide a hands on support to clients in whichever area they feel they have a need, a full compliance audit can also be undertaken.
Sharon Wilson - Compliance Consulting
Sharon Wilson is the Principal of the firm. Sharon is self motivated and having worked in the financial services industry since 1985 and from 1992 in Regulatory Compliance.
Sharon Wilson has worked for both large organisations assisting their existing teams, together with smaller firms advising them on their systems and controls.
Active Compliance Services Ltd - Benefits to clients
Active Compliance Services Ltd can work on behalf of clients remotely or may based within clients own offices, providing feedback and reports as applicable.
References for Active Compliance Services Ltd and Sharon Wilson are available upon request.
Sharon Wilson has been involved with:
- Skilled persons report (S166) to FSA
- Direct Sales Forces
- Independent Financial Advisers
- Equity Release specialists
- Mortgage Brokers
- General Insurance Brokers
- IFA Networks
Sharon Wilson holds the following professional qualifications:
- Certificate in Financial Planning
- Mortgage Advice Qualification (MAQ)
- Certificate in Equity Release
- Pension Simplification
Sharon Wilson is a member of the following professional bodies:
- Association of the Professional Compliance Consultants - APCC
- The Professional Finance Society
Contact Active Compliance Services Ltd
Telephone: 01484 715225
Fax: 01484 715225
E-mail: sharonwilson5@o2.co.uk